Bostonia Consulting provides compliance support to Investment Advisers that don't need full time compliance staff but also need more in depth support than a typical third party vendor offers.
This includes:
- Drafting and submission of any regulatory filings
- Review, guidance, updates, and tracking of compliance manuals and policies and procedures
- Experienced SEC examination support
- Annual 206(4)-7 compliance testing
- Proof of Supervision
- Cybersecurity reviews and enhancements